Cross-border regulations & governance for Swiss based companies

This programme meets the mandatory training requirements applicable to wealth manager registered with supervisory organisations (SO). It focuses on the regulatory and compliance knowledge required by the law and is recognized by SAQ as a recertification measure for CWMA.

 

Focusing on practical cases from daily business activity of wealth managers, our programme will provide you with a sufficient autonomy with regards to the management of your risks whilst operating efficient and compliant business development activities.

 

Making this programme and certification available to your staff will allow you to prove that you have implemented a structured approach to ensuring proper training for your employees on cross-border regulations and governance. It will also allow your Certified Wealth Management Advisors to recertify remotely.

 

Detailed contents 

This programme available in French and in English is 100% online and ends with an online test.

You can learn at your own pace and convenience, 24/7 from anywhere. 

A certificate is issued and sent via email. 

 

All together 0.75 SAQ credits are available in this programme.

 

For any question, to purchase this programme for more than 5 people, or to discuss your team’s specific needs, contact our client service team: service @ cofaktory.com